Achieving Hilbert-Schmidt Independence Under Rényi Differential Privacy for Fair and Private Data Generation

Explainable & Ethical AI
Published: arXiv: 2508.21815v1
Authors

Tobias Hyrup Emmanouil Panagiotou Arjun Roy Arthur Zimek Eirini Ntoutsi Peter Schneider-Kamp

Abstract

As privacy regulations such as the GDPR and HIPAA and responsibility frameworks for artificial intelligence such as the AI Act gain traction, the ethical and responsible use of real-world data faces increasing constraints. Synthetic data generation has emerged as a promising solution to risk-aware data sharing and model development, particularly for tabular datasets that are foundational to sensitive domains such as healthcare. To address both privacy and fairness concerns in this setting, we propose FLIP (Fair Latent Intervention under Privacy guarantees), a transformer-based variational autoencoder augmented with latent diffusion to generate heterogeneous tabular data. Unlike the typical setup in fairness-aware data generation, we assume a task-agnostic setup, not reliant on a fixed, defined downstream task, thus offering broader applicability. To ensure privacy, FLIP employs R\'enyi differential privacy (RDP) constraints during training and addresses fairness in the input space with RDP-compatible balanced sampling that accounts for group-specific noise levels across multiple sampling rates. In the latent space, we promote fairness by aligning neuron activation patterns across protected groups using Centered Kernel Alignment (CKA), a similarity measure extending the Hilbert-Schmidt Independence Criterion (HSIC). This alignment encourages statistical independence between latent representations and the protected feature. Empirical results demonstrate that FLIP effectively provides significant fairness improvements for task-agnostic fairness and across diverse downstream tasks under differential privacy constraints.

Paper Summary

Problem
The main problem addressed by this research paper is the need for fair and private data generation in the age of increasing digital dependence. With the rise of data-driven decision-making, there is a growing concern about biased outcomes and privacy leakage. Regulatory frameworks such as the GDPR and HIPAA emphasize the social responsibilities of data and AI systems, making it imperative to design models that are not only performant but also fair and privacy-preserving.
Key Innovation
The key innovation of this work is the proposal of FLIP (Fair Latent Intervention under Privacy guarantees), a transformer-based variational autoencoder augmented with latent diffusion. FLIP is designed to generate heterogeneous tabular data while ensuring fairness and privacy. Unlike previous work, FLIP assumes a task-agnostic setup, not reliant on a fixed, defined downstream task, thus offering broader applicability. FLIP employs Rényi differential privacy (RDP) constraints during training and addresses fairness in the input space with RDP-compatible balanced sampling.
Practical Impact
The practical impact of this research is significant. FLIP can be applied in various domains where data sharing is restricted due to privacy concerns. For instance, in healthcare, FLIP can generate synthetic data that preserves patient confidentiality while ensuring fairness in model development. The proposed approach can also be used in other sensitive domains such as finance and education. By generating fair and private synthetic data, FLIP can help mitigate the risks associated with biased outcomes and privacy leakage.
Analogy / Intuitive Explanation
Imagine you are trying to create a synthetic dataset that represents a diverse population. However, the original dataset contains sensitive information that must be protected. FLIP is like a master painter who can create a beautiful and realistic portrait of the population while preserving the sensitive information. The painter uses a special technique called Rényi differential privacy to ensure that the portrait is not only beautiful but also private. The painter also uses a fairness algorithm to ensure that the portrait is representative of the entire population, not just a specific group. FLIP is like this master painter, but for data generation.
Paper Information
Categories:
cs.LG
Published Date:

arXiv ID:

2508.21815v1

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